AI-powered Hong Kong SFC regulatory intelligence. Bilingual EN/ZH compliance queries.
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Execute a complex multi-step regulatory task autonomously. VIGO will plan the execution strategy, gather information from multiple sources (regulations, enforcement, knowledge graph), and synthesize a comprehensive report. Use for due diligence, compliance planning, license acquisition roadmaps, or any task requiring multiple analysis steps.
High-level task description, e.g. 'Perform due diligence on applying for Type 9 license with virtual asset management'
Optional background context about the company or situation
Desired output format
Execute a complex multi-step regulatory task autonomously. VIGO will plan the execution strategy, gather information from multiple sources (regulations, enforcement, knowledge graph), and synthesize a comprehensive report. Use for due diligence, compliance planning, license acquisition roadmaps, or any task requiring multiple analysis steps.
| Argument | Type | Description |
|---|---|---|
| task* | string | High-level task description, e.g. 'Perform due diligence on applying for Type 9 license with virtual asset management' |
| context | string | Optional background context about the company or situation |
| output_format | string | Desired output format |
{
"type": "object",
"required": [
"task"
],
"properties": {
"task": {
"type": "string",
"description": "High-level task description, e.g. 'Perform due diligence on applying for Type 9 license with virtual asset management'"
},
"context": {
"type": "string",
"description": "Optional background context about the company or situation"
},
"output_format": {
"enum": [
"report",
"action_plan",
"risk_matrix",
"timeline"
],
"type": "string",
"default": "report",
"description": "Desired output format"
}
}
}Search the SFC compliance checklist by topic, licence type, or MIC function (CF1-CF8). Returns compliance items with legal references, SOP guidance, case law, and grey area analysis. Use for questions about regulatory obligations, MIC responsibilities, procedural guidance, or compliance requirements.
| Argument | Type | Description |
|---|---|---|
| query* | string | Search query in Chinese or English (e.g., 'FRR月報提交', 'MIC CF7 duties', 'complaint handling') |
| category | string | Optional: filter by compliance category |
| licence_type | string | Optional: filter by licence type (e.g., 'Type 1', 'Type 9') |
{
"type": "object",
"required": [
"query"
],
"properties": {
"query": {
"type": "string",
"description": "Search query in Chinese or English (e.g., 'FRR月報提交', 'MIC CF7 duties', 'complaint handling')"
},
"category": {
"enum": [
"capital",
"reporting",
"aml",
"conduct",
"va",
"governance",
"mic",
"sop",
"legal",
"enforcement",
"grey_area",
"insurance",
"record_keeping",
"client_asset",
"notification",
"exam_cpt"
],
"type": "string",
"description": "Optional: filter by compliance category"
},
"licence_type": {
"type": "string",
"description": "Optional: filter by licence type (e.g., 'Type 1', 'Type 9')"
}
}
}Perform a compliance health check for a licensed corporation. Input company profile, get a compliance risk assessment covering FRR capital, RO configuration, MIC roles, annual obligations, and regulatory focus areas.
| Argument | Type | Description |
|---|---|---|
| aum | string | Assets under management, e.g. '500M HKD' |
| num_ros | number | Number of Responsible Officers |
| has_vatp | boolean | Whether the firm deals with virtual assets |
| num_staff | number | Total number of staff |
| license_types* | array | License types held, e.g. ['Type 1', 'Type 9'] |
| business_areas | array | Business areas, e.g. ['securities dealing', 'asset management'] |
{
"type": "object",
"required": [
"license_types"
],
"properties": {
"aum": {
"type": "string",
"description": "Assets under management, e.g. '500M HKD'"
},
"num_ros": {
"type": "number",
"description": "Number of Responsible Officers"
},
"has_vatp": {
"type": "boolean",
"default": false,
"description": "Whether the firm deals with virtual assets"
},
"num_staff": {
"type": "number",
"description": "Total number of staff"
},
"license_types": {
"type": "array",
"items": {
"type": "string"
},
"description": "License types held, e.g. ['Type 1', 'Type 9']"
},
"business_areas": {
"type": "array",
"items": {
"type": "string"
},
"description": "Business areas, e.g. ['securities dealing', 'asset management']"
}
}
}Calculate compliance health score for a company. Requires company_id from the Portal system. Returns total items, completed, overdue, and score percentage.
| Argument | Type | Description |
|---|---|---|
| company_id* | string | Company UUID from OrphicOne Portal |
{
"type": "object",
"required": [
"company_id"
],
"properties": {
"company_id": {
"type": "string",
"description": "Company UUID from OrphicOne Portal"
}
}
}Comprehensive guide for a specific SFC license type: exam papers, capital requirements, fit-and-proper criteria, CPD hours.
| Argument | Type | Description |
|---|---|---|
| aspect | string | |
| license_type* | string | License type: 'Type 1' through 'Type 13' |
{
"type": "object",
"required": [
"license_type"
],
"properties": {
"aspect": {
"enum": [
"overview",
"exam",
"capital",
"fit_and_proper"
],
"type": "string",
"default": "overview"
},
"license_type": {
"type": "string",
"description": "License type: 'Type 1' through 'Type 13'"
}
}
}Get latest SFC regulatory updates: circulars, enforcement news, VATP developments, consultation papers.
| Argument | Type | Description |
|---|---|---|
| count | number | Number of results, 1-10 |
| category | string |
{
"type": "object",
"properties": {
"count": {
"type": "number",
"default": 5,
"description": "Number of results, 1-10"
},
"category": {
"enum": [
"circular",
"enforcement",
"vatp",
"consultation",
"all"
],
"type": "string",
"default": "all"
}
}
}Query Hong Kong SFC regulatory knowledge. Covers licensing (Type 1-13), compliance, exams, CPD/CPT, AML/CFT, virtual assets (VATP/ASPIRe), and more. Supports English and Chinese.
| Argument | Type | Description |
|---|---|---|
| language | string | Response language |
| question* | string | Your regulatory question in English or Chinese |
| license_type | string | Optional: SFC license type filter, e.g. 'Type 1', 'Type 9' |
{
"type": "object",
"required": [
"question"
],
"properties": {
"language": {
"enum": [
"en",
"zh",
"auto"
],
"type": "string",
"default": "auto",
"description": "Response language"
},
"question": {
"type": "string",
"description": "Your regulatory question in English or Chinese"
},
"license_type": {
"type": "string",
"description": "Optional: SFC license type filter, e.g. 'Type 1', 'Type 9'"
}
}
}Assess compliance risk of a planned business activity. Returns Red/Yellow/Green risk rating with regulatory basis and recommended actions.
| Argument | Type | Description |
|---|---|---|
| urgency | string | How urgent is this activity |
| description* | string | Description of the planned business activity |
| license_types | array | Relevant license types |
{
"type": "object",
"required": [
"description"
],
"properties": {
"urgency": {
"enum": [
"immediate",
"planned",
"exploratory"
],
"type": "string",
"default": "planned",
"description": "How urgent is this activity"
},
"description": {
"type": "string",
"description": "Description of the planned business activity"
},
"license_types": {
"type": "array",
"items": {
"type": "string"
},
"description": "Relevant license types"
}
}
}Search SFC enforcement actions including fines, suspensions, bans, and prosecutions. Search by company, person, or violation type.
| Argument | Type | Description |
|---|---|---|
| year | number | Optional year filter (e.g. 2025) |
| query* | string | Search term: company name, person, or violation type |
{
"type": "object",
"required": [
"query"
],
"properties": {
"year": {
"type": "number",
"description": "Optional year filter (e.g. 2025)"
},
"query": {
"type": "string",
"description": "Search term: company name, person, or violation type"
}
}
}Get step-by-step Standard Operating Procedure (SOP) guidance for common compliance processes. Available SOPs: KYC onboarding, FRR monthly return, complaint handling, STR filing. Returns detailed steps with responsible person, legal basis, and estimated time.
| Argument | Type | Description |
|---|---|---|
| process* | string | Which SOP process to retrieve |
| licence_type | string | Optional: licence type for context |
{
"type": "object",
"required": [
"process"
],
"properties": {
"process": {
"enum": [
"kyc_onboarding",
"frr_monthly",
"complaint_handling",
"str_filing"
],
"type": "string",
"description": "Which SOP process to retrieve"
},
"licence_type": {
"type": "string",
"description": "Optional: licence type for context"
}
}
}